Development action with informed and engaged societies
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Underlying Principles of Development Communication

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as presented at the VIII International Communication for Development Roundtable, Managua, Nicaragua

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"Evaluation must serve the objectives of programming, not vice versa."

James Deane, 26 November 2001


Shift toward ownership, control by beneficiaries, dialogue, negotiation...

Denise Gray Felder, 26 November 2001


What is the program objective?


Traditional: outcome-oriented

  • Individual behavior change (ABCs)
  • Reduction in HIV incidence



Development communication: process-oriented

  • Increased community ownership
  • Increased dialogue, participation



Program managers and evaluators need to collaborate:


What is the program objective?


How will we operationally define (measure) success?


How rigorous must the evidence be?


Conceptual model ("crude")


Program inputs lead to:

  • Participation, dialogue, ownership
  • Desire to seek ways to improve situation
  • Adoption of desired practices
  • Reduction in HIV incidence



What is the program objective?


Traditional: outcome-oriented

  • Individual behaviour change (ABCs)
  • Reduction in HIV incidence



Development communication: process-oriented

  • Increased community ownership
  • Increased dialogue, participation



Critical assumption: community involvement --> behavior change


Do we take it at face value?

  • If so, we measure process only



Do we need to demonstrate the link empirically?


In short, what type of evaluation is most suitable for the project?


Process:

  • How was the program implemented? (ownership, gender equity, participation, etc.)
  • Were beneficiaries satisfied?
  • What could the process be improved?



Results (outcome):

  • Did the desired change occur?



Impact:

  • Is this change attributable to the program?



Demonstrating impact is not just "showing change"


Factors other than program may influence outcome


Measuring impact in rigorous sense:

  • Experimental or quasi-experimental design
  • Longitudinal multilevel multivariate analysis



Compatibility of statistical techniques with community-based orientation of program?


Dilemma of measuring impact


Most program managers and donors want conclusive results on program impact


Few want to invest the time and resources needed to definitely demonstrate cause-and-effect


Tradeoff between local ownership and evaluation rigor


Methodologies that satisy standards of scientific community reduce local participation and ownership


Methodologies that maximize community participation in design/conduct rarely yield scientifically defensible results re impact


Methodological challenges for evaluators


Greater community-based involvement:

  • Results more meaningful to community
  • Results more likely to be used for improvement
  • Results less likely to be scientifically credible



Community mobilization (macro level):

  • Need to demonstrate impact on behavior?
  • If so, we need to develop, test, refine methods



Methodological challenges for evaluators


Changing social norms:

  • Existing methodology lends itself to the issue
  • Is it too "academic" to be useful?
  • Need to experiment and refine the method



Shift in changing underlying causes (poverty, discrimination, status of women)

  • Virtually impossible to disentangle program effects from secular trends (measure impact)



How to get the most from evaluation


Collaborate! (managers and evaluators)


Jointly identify most appropriate type of evaluation (process, results, impact, cost)


Combine quant/qualitative methods


Resolve local ownership vs. rigor


Choose research methods that best fit:

  • Type of intervention and objectives
  • Philosophy of organisations and donors



MUCHAS GRACIAS POR SU ATENCION